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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-06-29 |
Branch Locations
808 3Rd Avenue South Suite 410, Fargo, ND 58103 • United States
Wahpeton, ND • United States
123 South Main, Hettinger, ND 58639 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 2011, 2HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE, AND PROPERTY & CASUALTY; 2. NAME OF OTHER BUSINESS: ST JOHN'S CHURCH, INVESTMENT RELATED: NO, NATURE OF BUSINESS: RELIGIOUS, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER / FINANCE COMMITTEE, BRIEF DESCRIPTION OF DUTIES: OVERSEE PARISH INVESTMENT ACCOUNTS HELD WITH ANOTHER FIRM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-23 |
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