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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2020-07-01 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Berwick, LA • United States
6421 Perkins Rd. Building C, Suite B, Baton Rouge, LA 70808 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | Morgan City | LA | 12/2012 | 10/2019 |
| 1St Global Advisors, Inc. | Morgan City | LA | 12/2012 | 10/2019 |
| Kolder, Champagne, Slaven & Company, Llc | Morgan City | LA | 12/2012 | 06/2020 |
| Avantax Insurance Services | Morgan City | LA | 12/2012 | 06/2020 |
| Avantax Advisory Services | Morgan City | LA | 10/2019 | 06/2020 |
| Avantax Investment Services, Inc. | Morgan City | LA | 10/2019 | 06/2020 |
| Kestra Investment Services, Llc | Berwick | LA | 07/2020 | Present |
| Kestra Advisory Services, Llc | Berwick | LA | 07/2020 | Present |
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing Advisory Services to clients. Business Name: St. Mary Parish Library Board of Control Investment Related: No Address: 206 Iberia Street Franklin LA 70538 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Currently Library Board of Control Chairperson Start Date: 3/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Responsible for reviewing and accepting the Library's Budget. Work with the Library Director to oversee the buildings and the library catalogs. Business Name: Morgan City Rotary Club Investment Related: No Address: P O Box 2171 Morgan City LA 70381 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board Member Start Date: 10/1/2001 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Student interaction, picking up students to attend weekly meetings, scheduling students for annual RYLA camp, organizing and distribution of scholarship packets. Business Name: Centura Advisors Investment Related: Yes Address: 6421 Perkins Road, Suite 1A Baton Rouge LA 70808 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 7/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Providing Securities and Advisory Services to clients. Business Name: Rotary District 6200 Investment Related: No Address: 2266 S. College Road, Suite C, Lafayette LA 70508 Nature of Business: Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: Serving as Assistant District Governor for Rotary District 6200, Region encompassing Morgan City, Franklin and Thibodaux, LA. Start Date: 7/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: As an Assistant District Governor my primary role is to assist the District Governor with administering the assigned area Rotary Clubs (Morgan City, Franklin, and Thibodaux) and ensure the Rotary Club's effectiveness. Business Name: CENTURA BENEFITS SOLUTIONS, LLC POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 5 START DATE: 07/17/2023 ADDRESS: 6421 Perkins Road, Suite 2B, Baton Rouge LA 70808, United States DESCRIPTION: Write health insurance and worksite products for small groups
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-23 |
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