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4 West Market Street, Corning, NY 14830 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc, | Corning | NY | 11/2015 | 05/2022 |
| Alsworth Capital Management, Llc | Corning | NY | 11/2015 | Present |
1. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month 2. St. Mary Our Mother Parish & School, Horseheads, NY, Chairman of Finance Council since 7/11/17, Finance council reviews financial statements and advises the priest.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-31 |
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