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1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-07-10 |
Branch Locations
1200 North Federal Highway Suite 400, Boca Raton, FL 33432 • United States
Cornelius, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Huntington Station | NY | 09/2011 | 12/2017 |
| Newbridge Securities Corporation | Syosset | NY | 01/2018 | Present |
(1) INSURANCE: LICENSED INSURANCE AGENT (LIFE/ANNUITIES), 11/2002; RECOMMEND THE APPROPRIATE INSURANCE DRIVEN SOLUTION FOR MY CLIENTS, INVESTMENT RELATED, TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 10%. (2) HOMEVESTORS: 10/2020 - CORPORATION, SERVING AS A VENDOR TO A FRANCHISE NAMED HOMEVESTORS.I WILL MARKET 1031 EXCHANGES,DST INVESTMENTS,PROSPECT HOMEVESTORS WITHIN THE NETWORK AND ATTEND SEMI-ANNUAL CONVENTIONS; NOT INVESTMENT RELATED. TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 10%. (3) GOOSEHEAD INSURANCE AGENCY, LLC: DBA THE CORGAN AGENCY LLC: 9/2022, CORPORATION, NORTH CAROLINA, INSURANCE SALES, PROSPECT AND PROCESS P&C INSURANCE OPPORTUNITIES, INVESTMENT RELEATED, TIME SPENT ON THIS ACTIVITY DURING REGULAR BUSINESS HOURS IS 15%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 2012-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-21 |
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