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Jeffrey Shaffer

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-01-14
  • MO RA
    APPROVED
    Since 2025-01-14

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First State Financial Management Farmington MO 11/2014 06/2019
Wells Fargo Clearing Services St. Louis MO 04/2022 Present
Regions Bank Arnold MO 06/2019 03/2022
  • 11/2014 → 06/2019
    First State Financial Management
    Farmington, MO
  • 04/2022 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
  • 06/2019 → 03/2022
    Regions Bank
    Arnold, MO
Previous Registrations
  • 2014-11-07 → 2019-06-19
    First State Financial Management, Inc.
    Farmington, MO
    Bonne Terre, MO
    Lebanon, MO
    Columbia, MO
  • 2013-01-08 → 2014-11-14
    Saxony Capital Management, Llc
    Saint Louis, MO
  • 2010-01-04 → 2011-04-18
    Family Office Group Llc
    Pinehurst, NC
  • 2008-01-24 → 2009-11-18
    Morgan Keegan & Company, Llc
    St. Louis, MO
    Columbia, IL
Other Businesses

SHAFFER FAMILY HILL FARM; NOT INV REALTED; URSA, IL; 25% OWNERSHIP; 04/2025; 1 HOUR PER MONTH; 0 DURING TRADING; FARMING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-22
S63 Uniform Securities Agent State Law Examination 2001-07-06
  • S66 Uniform Combined State Law Examination
    2008-01-22
  • S63 Uniform Securities Agent State Law Examination
    2001-07-06
Other Names
  • Jeff O Shaffer
  • Jeffrey O. Shaffer
  • Jeffrey Otis Shaffer
  • Jeffrey Shaffer

View on SEC IAPD

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