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Steven Paul Vanderschaaf

Raymond James & Associates, Inc.

Davenport, IA

Le Claire, IA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2021-04-30
TX RA APPROVED 2021-04-30
  • IA RA
    APPROVED
    Since 2021-04-30
  • TX RA
    APPROVED
    Since 2021-04-30

Branch Locations

4750 E 53Rd Street Suite 300, Davenport, IA 52807 • United States

Le Claire, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Davenport IA 06/2009 04/2021
Morgan Stanley Private Bank, N.A. New York NY 01/2015 04/2021
Raymond James & Associates, Inc. Davenport IA 04/2021 Present
Morgan Stanley Private Bank, N.A New York NY 01/2015 Present
  • 06/2009 → 04/2021
    Morgan Stanley Smith Barney Llc
    Davenport, IA
  • 01/2015 → 04/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 04/2021 → Present
    Raymond James & Associates, Inc.
    Davenport, IA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-02
S63 Uniform Securities Agent State Law Examination 2001-07-27
  • S65 Uniform Investment Adviser Law Examination
    2001-08-02
  • S63 Uniform Securities Agent State Law Examination
    2001-07-27

View on SEC IAPD

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ELIZABETH JO BEHRENDS
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JAMES MICHAEL SHRADER
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Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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