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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-11-27
TX RA APPROVED 2023-11-27
  • MO RA
    APPROVED
    Since 2023-11-27
  • TX RA
    APPROVED
    Since 2023-11-27

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

15455 Conway Road Suite 350, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services, Inc. Chesterfield MO 06/2001 11/2023
Kestra Investment Services, Llc Chesterfield MO 11/2023 Present
Kestra Advisory Services, Llc Chesterfield MO 11/2023 Present
  • 06/2001 → 11/2023
    Woodbury Financial Services, Inc.
    Chesterfield, MO
  • 11/2023 → Present
    Kestra Investment Services, Llc
    Chesterfield, MO
  • 11/2023 → Present
    Chesterfield, MO
Previous Registrations
  • 2009-01-13 → 2023-11-29
    Woodbury Financial Services, Inc.
    Creve Coeur, MO
    Chesterfield, MO
    Chesterfield, MO
Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Adviser Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/27/2023 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: Investment Adviser Representative Business Name: TUTSCHULTE FINANCIAL PLANNING, LLC POSITION: Registered Representative NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/19/2012 ADDRESS: 15455 Conway Road, Suite 350, Chesterfield MO 63017 DESCRIPTION: Registered Representative Owner/Officer/Producer

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-25
S63 Uniform Securities Agent State Law Examination 2001-06-23
  • S65 Uniform Investment Adviser Law Examination
    2005-02-25
  • S63 Uniform Securities Agent State Law Examination
    2001-06-23
Designations

View on SEC IAPD

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