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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-19
  • TX RA
    APPROVED
    Since 2016-04-19

Branch Locations

1250 Capital Of Texas Hwy S. #2-125, Austin, TX 78746 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Inc. Austin TX 04/2005 Present
Kestra Advisory Services Llc Austin TX 04/2016 Present
Previous Registrations
Other Businesses

Name: Fixed Life & Health Insurance Investment Related: No Address: PO BOX 161892 Austin TX 78716 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 1/1/2011 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales & ConsultingBusiness Name: NFP Investment Related: Yes Address: 1250 Capital of Texas Hwy S Austin TX 78746 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance Position, Title or Relationship: Managing Director Start Date: 1/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage the membership organization, PartnersFinancial Name: NFP (BVI) LIMITED POSITION: President NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 04/09/2026 ADDRESS: 1250 Capital of Texas Hwy S, Building 2, Suite 600, Austin TX 78746, United States DESCRIPTION: P&L responsibility as well as other typical business functions.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-29
  • S66 Uniform Combined State Law Examination
    2001-06-29
Other Names
  • Peter Seehwan Chung

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