Louis Gloria

Current Employers

Employment History

• 04/2009 → 06/2017
  Ubs Financial Services Inc.
  Stamford, CT
• 06/2017 → Present
  Procyon Advisors, Llc
  Shelton, CT
• 06/2017 → 12/2021
  Procyon Institutional Partners, Llc
  Shelton, CT
• 06/2017 → 12/2023
  Purshe Kaplan Sterling Investments, Inc.
  Shelton, CT

Previous Registrations

• 2018-04-19 → 2021-12-31
  Procyon Institutional Partners, Llc
  Shelton, CT
• 2009-04-24 → 2017-06-28
  Ubs Financial Services Inc.
  Stamford, CT
• 2005-04-11 → 2009-05-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fairfield, CT
  Fairfield, CT
• 2002-01-08 → 2005-04-12
  Morgan Stanley Dw Inc.
  New Haven, CT

Other Businesses

1. FSG LLP. Non-Investment Related. 1520 Carlemont Drive. Insurance Sales. Start 1/2021. 2hrs/mo, during trading hours. Clients insurance needs. 2. Procyon Risk, LLC. Not investment related. Office of Employment Address. Insurance Agency. Managing Director/Owner. 1/1/2023. 5 hrs/mo. 0 hrs during trading, An an owner/partner, I will oversee insurance producers who work for Procyon Risk and will assist in directing their engagement w/ clients. I will also have responsibility for managing the enterprise as a principal of the firm. 3. Procyon Tax, LLC. Not investment related. Office of Employment Address. Insurance Agency. Managing Director/Owner. 1/1/2023. 5 hrs/mo. 0 hrs during trading. As an owner/partner and principal in the firm, I will be for managing the businesses finances and vendor relationships. This is a referral entity setup to refer clients to our CPA partners who provide tax advice to clients. 4. Procyon Benefits LLC; Investment Related: No; Nature: Group Insurance and Benefits for Small and Mid Size Companies; Partial Owner; Since 1/1/2019; Duties: Sales/ Business Development.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-30

Other Names

• Louis Gloria
• Louis Gloria