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Michael Peirce

Ubs Financial Services Inc.

Salt Lake City, UT

CRD 4414388

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2014-10-17
TX RA APPROVED 2014-10-16
  • UT RA
    APPROVED
    Since 2014-10-17
  • TX RA
    APPROVED
    Since 2014-10-16

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 10/2014 Present
Previous Registrations
  • 2009-06-01 → 2014-10-27
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2001-11-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Salt Lk City, UT
    Salt Lake City, UT
Other Businesses

1. Eednar LLC, I have a home owned by the LLC, Proprietor / owner, start date-4/10/2023, South Jordan UT United States-84095.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-05
  • S66 Uniform Combined State Law Examination
    2001-09-05
Other Names
  • Michael Peirce

View on SEC IAPD

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