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Michael Peirce

Ubs Financial Services Inc.

Salt Lake City, UT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2014-10-17
TX RA APPROVED 2014-10-16
  • UT RA
    APPROVED
    Since 2014-10-17
  • TX RA
    APPROVED
    Since 2014-10-16

Branch Locations

95 State Street Suite 2210, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Salt Lake City UT 10/2014 Present
Previous Registrations
  • 2009-06-01 → 2014-10-27
    Morgan Stanley
    Salt Lake City, UT
    Salt Lake City, UT
    Salt Lake City, UT
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Salt Lake City, UT
  • 2001-11-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Salt Lk City, UT
    Salt Lake City, UT
Other Businesses

1. Eednar LLC, I have a home owned by the LLC, Proprietor / owner, start date-4/10/2023, South Jordan UT United States-84095.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-05
  • S66 Uniform Combined State Law Examination
    2001-09-05
Other Names
  • Michael Peirce

View on SEC IAPD

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TANNER INSURANCE & ADVISORY, LLC

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BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Salt Lake City, UT

More in Salt Lake City, UT

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