Scott Cash Thompson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2008 → Present
  Lpl Financial
  San Antonio, TX

Previous Registrations

• 2008-01-01 → 2008-05-09
  Wells Fargo Clearing Services, Llc
  San Antonio, TX
• 2002-05-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  San Antonio, TX
  San Antonio, TX
  St. Louis, MO

Other Businesses

1. 03/19/09- CLIPPER INVESTMENT MANAGEMENT/ DBA ONLY/ SAN ANTONIO, TX 2. 06/26/2009 - CLIPPER WEALTH MANAGEMENT, NON-VARIABLE INSURANCE,DBA ONLY, OUTSIDE BUSINESS TO SELL INSURANCE PRODUCTS. ESPECIALLY HEALTH WHICH NEEDS TO BE DONE OUTSIDE OF LPL. 5% OF TIME SPENT.

Exams

• S66 Uniform Combined State Law Examination
  2002-05-28
• S63 Uniform Securities Agent State Law Examination
  2001-08-20

Designations

• Certified Financial Planner