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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-05-11
TX RA APPROVED_RES 2006-07-18
  • MI RA
    APPROVED
    Since 2010-05-11
  • TX RA
    APPROVED_RES
    Since 2006-07-18

Branch Locations

39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield Hills MI 05/2006 Present
Bank Of America, N.A. Bloomfield Hills MI 12/2009 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-03
  • S66 Uniform Combined State Law Examination
    2006-08-03
Other Names
  • Lisa Lynn Topley
  • Lisa Lynn Topley
  • Lisa Lynn Thomas
  • Lisa Topley

View on SEC IAPD

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