Michael David Mason

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2007 → 05/2017
  Lpl Financial, Llc
  Rochester, NY
• 08/2012 → 05/2017
  Private Advisor Group, Llc
  Rochester, NY
• 05/2017 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 05/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2012-08-08 → 2017-05-08
  Private Advisor Group, Llc
  Rochester, NY
  Morristown, NJ
• 2007-12-10 → 2013-03-27
  Lpl Financial Llc
  Rochester, NY
  Fort Mill, SC
  Rochester, NY
• 2007-08-01 → 2007-12-13
  Ameriprise Advisor Services, Inc.
  Rochester, NY
  Rochester, NY

Other Businesses

(1) 08/05/2014: NEW YORK LONG TERM CARE BROKERS, LTD - INV REL - 3445 WINTON PLACE, SUITE 116, ROCHESTER, NY 14623 - NON-VARIABLE INSURANCE - START 08/01/2014 - 2 HR/MO ALL DURING SECS TRDG HRS - LIFE, HEALTH, DISABILITY, LONG-TERM CARE (2) 11/02/2016: Mason Wealth Management LLC - DBA - INV REL - 3445 WINTON PLACE, SUITE 116, ROCHESTER, NY 14623 - Start 08/01/2012 - 40 Hr/Mo; 32 Hour(s) During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-31
• S63 Uniform Securities Agent State Law Examination
  2001-07-20