Omar Maslic

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2023-10-11

CA RA
APPROVED

Since 2023-10-11

Branch Locations

5615 Chesbro Ave, San Jose, CA 95123 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	04/2010	08/2021
Bbva Securities Inc.	Manteca	CA	05/2013	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	04/2010	08/2021
Pnc Investments	Livermore	CA	08/2021	Present
Cetera Investment Services Llc	St Cloud	MN	06/2023	Present
Meriwest Wealth Advisors	San Jose	CA	06/2023	Present
Cetera Investment Advisers Llc	San Jose	CA	10/2023	Present

04/2010 → 08/2021

Compass Bank

Birmingham, AL
05/2013 → 08/2021

Bbva Securities Inc.

Manteca, CA
04/2010 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
08/2021 → Present

Pnc Investments

Livermore, CA
06/2023 → Present

Cetera Investment Services Llc

St Cloud, MN
06/2023 → Present

Meriwest Wealth Advisors

San Jose, CA
10/2023 → Present

Cetera Investment Advisers Llc

San Jose, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-09-29
S63	Uniform Securities Agent State Law Examination	2004-11-30

S66 Uniform Combined State Law Examination

2023-09-29
S63 Uniform Securities Agent State Law Examination

2004-11-30

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Exams

Other Firms

Other Investors

Other Offices

Reviews