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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Inc. Louisville KY 05/2001 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2003-02-25 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
Other Businesses

FIDUCIARY FOR HUSBANDS TRUST, START DATE 07/20/2018, 1 HR/MO, 1 HR/MO TRADING. Name/Address: Lincoln Elementary Performing Arts School 930 E Main Street Louisville KY 40203 Start Date: 7/1/21 Hours Spent: 0-6 hours/month Hours Spent During Trading: Zero Role/Responsibility: PTA Vice President with check signing authority Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-14
  • S66 Uniform Combined State Law Examination
    2002-02-14
Other Names
  • Kristina Leigh Sturm

View on SEC IAPD

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