Best Investors
Account
Sign in
Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-06 |
| IN | RA | APPROVED | 2017-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Indianapolis | IN | 11/2007 | 01/2017 |
| Raymond James Financial Services, Inc. | Indianapolis | IN | 02/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Indianapolis | IN | 02/2017 | Present |
(1)Name of Business: Executive Financial Planning Inc Address: 3515 E 96th Street, Indianapolis, IN, 46240, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Proprietor Owner (2)Name of Business: Executive Tax Prep Address: 3515 E 96th St, Indianapolis, IN, 46240-1426, United States Activity Type: Tax Preparation Position/Title: Owner/Proprietor Investment Related: No Start Date: 02/27/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: providing tax preparation for current clients and referral family members (3)Name of Business: GK Designs, Inc Address: 3550 Sedgemoor Circle, Carmel, IN, 46032, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/09/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General Bookkeeping, payroll, and administration (4)Name of Business: K & J Realty Holdings LLC-S Address: 3515 E 96th St, Indianapolis, IN, 46240, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Managing LLC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-20 |
Reach out to this advisor