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1301 Dove Street Suite 910, Newport Beach, CA 92660 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-08-26 |
Branch Locations
1301 Dove Street Suite 910, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Investment Management Company Llc | Newport Beach | CA | 08/2006 | 09/2022 |
| Pimco Investments Llc | Newport Beach | CA | 02/2011 | 09/2022 |
| Flatrock Wealth Partners Llc | Newport Beach | CA | 08/2022 | Present |
1. On an interim and transitional basis, Mr. Winters also works as a Consultant Pacific Investment Management Company LLC and PIMCO Investments LLC. 2. Mr. Winters is a Co-General Partner in Acqua Fria LLC, a private real estate LLC. Passive role.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-04 |
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