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Scott Paul Thomas

Tiaa-Cref Individual & Institutional Services, LLC

Madison, WI

Marshall, WI

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-26
WI RA APPROVED 2016-04-06
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • WI RA
    APPROVED
    Since 2016-04-06

Branch Locations

525 Junction Road Suite 6500, Offices 632, 633, 634, Madison, WI 53717 • United States

Marshall, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Middleton WI 03/2016 Present
Tiaa-Cref Individual & Institutional Services, Llc Middleton WI 03/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-11
S63 Uniform Securities Agent State Law Examination 2001-09-04
  • S66 Uniform Combined State Law Examination
    2006-04-11
  • S63 Uniform Securities Agent State Law Examination
    2001-09-04

View on SEC IAPD

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