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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| RI | RA | APPROVED | 2002-03-19 |
Branch Locations
500 Exchange Street Suite 1210, Providence, RI 02903 • United States
Providence, RI • United States
Middletown, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Providence | RI | 09/2000 | Present |
International House of Rhode Island (IHRI) / 8 Stimson Street Providence,RI 02906 / Other/ Cultural Establishment / Brings together people of different nationalities, facilitates cultural exchanges, provides opportunities fro cross cultural learning and language development through teaching and tutoring / Member of Board of directors / Treasurer / Start Date 1/1/2019 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-25 |
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