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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-25
RI RA APPROVED 2002-03-19
  • TX RA
    APPROVED_RES
    Since 2018-04-25
  • RI RA
    APPROVED
    Since 2002-03-19

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Providence, RI • United States

Middletown, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Providence RI 09/2000 Present
Other Businesses

International House of Rhode Island (IHRI) / 8 Stimson Street Providence,RI 02906 / Other/ Cultural Establishment / Brings together people of different nationalities, facilitates cultural exchanges, provides opportunities fro cross cultural learning and language development through teaching and tutoring / Member of Board of directors / Treasurer / Start Date 1/1/2019 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-25
  • S66 Uniform Combined State Law Examination
    2001-10-25

View on SEC IAPD

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