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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-03-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Nashville | TN | 10/2013 | 12/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brentwood | TN | 03/2021 | Present |
| Bank Of America, N.A. | Brentwood | TN | 03/2021 | Present |
I*1889279, Entity Type: Entity Charitable Name of OBA: SECOND HARVEST FOOD BANK OF MIDDLE TENNESSEE, INC. Address: Nashville, TN 37228 Investment Related: N Position, Title, Association: Board Member Employee Start Date: 07/01/2024 No Hours: 2 No Hours during trading 2: Duties: Serve on the board of directors for the non-profit. I*4429265 Entity Type: Charitable Name of OBA: The Journey Church Address: Lebanon, Tennessee, 37090 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 05/31/2026 Number of Hours: 3, Monthly Number of Hours during trading: 0 Duties: Religious organization. Serve on the church's Elder board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-23 |
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