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6735 Vistagreen Way Suite 110, Rockford, IL 61107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-17 |
| TX | RA | APPROVED | 2026-03-17 |
Branch Locations
6735 Vistagreen Way Suite 110, Rockford, IL 61107 • United States
3435 Winchester Road Suite 102, Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Financial Group, Inc. | Tannersville | PA | 01/2007 | 03/2026 |
| Leigh Baldwin & Co., Llc | Tannersville | PA | 07/2009 | 12/2024 |
| Northeast Financial Group, Inc. | Allentown | PA | 08/2018 | 03/2026 |
| Northeast Financial Group, Inc. | Wyomissing | PA | 08/2018 | 03/2026 |
| Northeast Financial Group, Inc. | Tannersville | PA | 08/2010 | 03/2026 |
| Herbein Financial Group, Llc | Wyomissing | PA | 08/2022 | 03/2026 |
| Herbein Financial Group, Llc | Wyomissing | PA | 03/2026 | Present |
| Northeast Financial Group, Inc. | Allentown | PA | 03/2026 | Present |
| Choreo, Llc | Allentown | PA | 03/2026 | Present |
1.Northeast Financial Advisors, LLC - Josh is a 50% Partner, and the purpose of the entity is to support personal real estate ventures as well as an operating entity for other ventures. Josh spends less than 30 minutes per month on this entity. The approximate start date is 2005. 2.H&L Capital Group, LLC and H&L Capital Group II, LLC - Josh is a non-managing member to the private funds. These Private funds were created to provide alternative investment opportunities for higher net worth clients. Josh participated in one of the investments alongside the investors in the program. Josh does not solicit clients nor advises on these funds. Josh spends less than 30 minutes a month where Josh receives an update from Robert Hackenberg, the managing member of the funds. The approximate start date is January 20, 2014. 3.NEFG Capital Partners LLC - Josh is a non-managing member. NEFG Capital Partners LLC serves as the managing member of both the Capital Partners Lending Fund, LLC and Capital Partners Alt Income & Growth Fund, LLC. The entity oversees the management of the current holdings and performs the research for additional investments within each program. Josh himself is not a managing member and does not advise on the funds or solicit clients. Josh spends less than 30 minutes a month where Josh receives an update from Robert Hackenberg, the managing member of the funds. The approximate start date is October 10, 2018. 4.Capital Partners AIG Fund, LLC - Josh is a non-managing member. The Fund primarily invests in Private Notes, equity opportunities in growing businesses, and commercial real estate, with an objective of receiving income while allowing for other investments within the Fund to grow in value. The Fund offers investors alternative investment opportunities with the potential for total returns than may be available through traditional securities or bank offerings. Josh does not solicit clients nor advises on these funds. Josh spends less than 30 minutes a month where Josh receives an update from Robert Hackenberg, the managing member of the funds. The approximate start date is October 10, 2018. 5.Capital Partners Lending Fund, LLC - Josh is a non-managing member. The Fund provides loans to businesses, new ventures, and individuals in need of investment dollars for their operations, growth of their business, or personal needs. In turn, the Fund signs Promissory Notes to Lenders who are looking for alternative investment opportunities with greater income payments than may be available through traditional securities or bank offerings. Josh does not solicit clients or advise on the fund. Josh spends less than 30 minutes a month where Josh receives an update from Robert Hackenberg, the managing member of the funds. The approximate start date is October 10, 2018. 6.Fixed Life and Annuity Sales - Josh provides recommendations, solicitation, sales and servicing of fixed insurance, annuity, disability, and long-term care contracts. Josh's time commitment is about 1 hour per month. The approximate start date was September 1, 2011. 7.Brookdale Enterprises, LLC - Northeast Financial Advisors is a partner in Brookdale Enterprises, and Josh is a 50% owner of Northeast Financial Advisors. Josh is a Partner Member in the holding company for personal investments. Brookdale Enterprises invests in real estate and business for income and total return. Josh's time commitment is less than 30 minutes per month. The approximate start date is February 1, 2016. 8.Brookdale Ventures - Northeast Financial Advisors owns 40.5%, and Josh owns 50% of NEFA. Brookdale Ventures owns ~3% of Brookdale Drug & Alcohol that was sold. Entity was created for liability protection. Josh's time commitment is 0 hours per month. The approximate start date is February 1, 2016. 9. True Nordic Spa - Josh is an investor (20%) and provides consulting services when needed. Josh's time commitment is 4-6 hours per month. Start date was July 1, 2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-27 |
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