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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-16
ME RA APPROVED 2025-03-27
CA RA APPROVED 2024-01-11
FL RA APPROVED 2024-01-11
NY RA APPROVED 2023-06-01
IN RA APPROVED 2022-01-27
IL RA APPROVED 2021-10-27
CT RA APPROVED 2020-11-05
VA RA APPROVED 2020-06-10
NJ RA APPROVED 2017-07-06
NC RA APPROVED 2017-04-17
WV RA APPROVED 2016-03-08
OH RA APPROVED 2016-02-23
PA RA APPROVED 2016-02-23
  • TX RA
    APPROVED_RES
    Since 2026-02-16
  • ME RA
    APPROVED
    Since 2025-03-27
  • CA RA
    APPROVED
    Since 2024-01-11
  • FL RA
    APPROVED
    Since 2024-01-11
  • NY RA
    APPROVED
    Since 2023-06-01
  • IN RA
    APPROVED
    Since 2022-01-27
  • IL RA
    APPROVED
    Since 2021-10-27
  • CT RA
    APPROVED
    Since 2020-11-05
  • VA RA
    APPROVED
    Since 2020-06-10
  • NJ RA
    APPROVED
    Since 2017-07-06
  • NC RA
    APPROVED
    Since 2017-04-17
  • WV RA
    APPROVED
    Since 2016-03-08
  • OH RA
    APPROVED
    Since 2016-02-23
  • PA RA
    APPROVED
    Since 2016-02-23

Branch Locations

4210 William Penn Highway Ms: Pmw846, Monroeville, PA 15146 • United States

4 West Main St Ms: 15B-0032, Carnegie, PA 15106 • United States

2020 Smith Township State Road Ms: 15B-0063, Burgettstown, PA 15021 • United States

1132 Thorn Run Ext Ms: 15B-0014, Coraopolis, PA 15108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Carnegie PA 02/2016 Present
Previous Registrations
  • 2015-11-04 → 2016-02-22
    Td Ameritrade, Inc.
    Pittsburgh, PA
  • 2015-11-04 → 2016-02-22
    Td Ameritrade Investment Management, Llc
    Pittsburgh, PA
  • 2011-10-17 → 2015-10-08
    Pittsburgh, PA
    Pittsburgh, PA
    Pittsburgh, PA
    Philadelphia, PA
    Dayton, OH
    Cincinnati, OH
    Charleroi, PA
    Philadelphia, PA
    Mckeesport, PA
    Brownsville, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-10-14
S63 Uniform Securities Agent State Law Examination 2007-11-20
  • S65 Uniform Investment Adviser Law Examination
    2011-10-14
  • S63 Uniform Securities Agent State Law Examination
    2007-11-20

View on SEC IAPD

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