Roxane Kronon Galati

Employer firm

Cwa Asset Management Group CRD 158940

$4.51B regulatory AUM 1,975 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 12/2016
  Galati Financial Llc
  Naples, FL
• 07/2016 → 01/2018
  Ameriplanning And Investments Llc
  Naples, FL
• 01/2018 → Present
  Capital Wealth Advisors
  Naples, FL

Previous Registrations

• 2016-08-30 → 2018-01-31
  Ameriplanning And Investments Llc
  Naples, FL
• 2016-02-02 → 2016-06-24
  Eagle Strategies Llc
  Naples, FL
• 2008-12-23 → 2010-11-11
  Eagle Strategies Llc
  Naples, FL
• 2004-03-05 → 2005-01-14
  Transamerica Financial Advisors, Inc.
  Naples, FL

Other Businesses

Since 03/03/2010, Roxane Kronon Galati is a CPA registered as Unclaimed Funds Locator with: State of Florida, Bureau of Unclaimed Property P.O. Box 8599 Tallahassee, FL 32314 850-413-5555 Her Locator ID number is 103662625. This activity represents less than 10% of her time and income. This business is not investment related and takes 1 hour per month.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-01-27

Designations

• Certified Financial Planner

Other Names

• Roxane Kronon Galati