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William Lowe

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Myrtle Beach, SC

Murrells Inlet, SC

Wells Fargo Clearing Services, LLC

St. Louis, MO

Myrtle Beach, SC

Murrells Inlet, SC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-04-30
  • SC RA
    APPROVED
    Since 2024-04-30

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

2050 Corp Ctre Dr, Stes 110,120,140, Myrtle Beach, SC 29577 • United States

Murrells Inlet, SC • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2021-11-09
NC RA APPROVED 2010-01-06
  • SC RA
    APPROVED
    Since 2021-11-09
  • NC RA
    APPROVED
    Since 2010-01-06

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

2050 Corp Ctre Dr, Stes 110,120,140, Myrtle Beach, SC 29577 • United States

Murrells Inlet, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Raleigh NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Raleigh NC 11/2016 Present
Other Businesses

PERSONAL REP FOR MOTHER, INVESTMENT RELATED, RALEIGH, NC, START: 5/2008, 1 HOUR PER MONTH/0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-12-30
S63 Uniform Securities Agent State Law Examination 2002-05-23
  • S65 Uniform Investment Adviser Law Examination
    2009-12-30
  • S63 Uniform Securities Agent State Law Examination
    2002-05-23
Other Names
  • William D Lowe
  • William Douglas Lowe

View on SEC IAPD

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