Steven Andrew Morlock

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 10/2016
  J.P. Morgan Securities Inc
  Chicago, IL
• 11/2016 → 02/2017
  Cortland Capital Markets
  Indianapolis, IN
• 08/2015 → 10/2016
  Jp Morgan Chase
  Indianapolis, IN
• 02/2017 → 06/2017
  Unemployed
  Carmel, IN
• 06/2017 → Present
  Mark E Wise
  Indianapolis, IN
• 06/2017 → Present
  Northwestern Mutual Investment Services Llc
  Indianapolis, IN
• 10/2017 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Previous Registrations

• 2008-12-05 → 2016-11-09
  J.P. Morgan Securities Llc
  Chicago, IL
  New York, NY
  Winnetka, IL
  Chicago, IL
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1. Not applicable, Investment-related, 715 Busse Hwy, Unit B1, Park Ridge, IL, USA, 60068, 100% Owner, Start Date: 10/29/2004, 0 hrs per week, 0 trading hrs per week, Real estate rental, Duties: This was my former primary residence and have been renting it since 2013.

Exams

• S66 Uniform Combined State Law Examination
  2008-11-26
• S63 Uniform Securities Agent State Law Examination
  2002-06-12

Other Names

• Steve Morlock