Mei Po Tsang

Claim This Profile

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-29
GA	RA	APPROVED	2010-09-14

TX RA
APPROVED_RES

Since 2022-11-29
GA RA
APPROVED

Since 2010-09-14

Branch Locations

One 10Th Street Suite 600, Augusta, GA 30901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Augusta	GA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Augusta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-09-11
S63	Uniform Securities Agent State Law Examination	2001-08-07

S65 Uniform Investment Adviser Law Examination

2010-09-11
S63 Uniform Securities Agent State Law Examination

2001-08-07

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.

SYNOVUS SECURITIES, INC.

STATE FARM INVESTMENT MANAGEMENT CORP.

ANDREWS INVESTMENT MANAGEMENT

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

LISA ROGERS BOONE

James Philip Helton

DAVID THOMAS CURLEY

Justin Thomas Preissler

James Baker McGee

JAMES FLEMING NORVELL

JOHN WALTER PHELAN

JAMES WERNER LEIBACH

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · AUGUSTA, GA

SYNOVUS SECURITIES, INC. · AUGUSTA, GA

STATE FARM INVESTMENT MANAGEMENT CORP. · Augusta, GA

ANDREWS INVESTMENT MANAGEMENT · AUGUSTA, GA

RBC CAPITAL MARKETS, LLC · Augusta, GA

CHOREO, LLC · AUGUSTA, GA

WYNN CAPITAL · AUGUSTA, GA

WELLS FARGO CLEARING SERVICES, LLC · AUGUSTA, GA

More in Augusta, GA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor