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3500 Colonnade Parkway Suite 150, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-18 |
Branch Locations
609 N Argonne Road Suite # A, Spokane, WA 99212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2014 | 04/2023 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2014 | 04/2023 |
| Eversource Wealth Advisors, Llc | Spokane | WA | 04/2023 | Present |
(1). Mr. Grady serves as a licensed independent insurance agent through Grady Financial Network, LLC which is also the DBA for his advisory business at the address 609 N Argonne Rd, Suite A, Spokane Valley, WA 99212. He has been an agent since 05/2002 and has maintained the LLC since 01/2012. This is investment related and he spends approximately 16 hours per month on this outside business with 8 hours during trading hours. (2). Mr. Grady serves Innovia Foundation as an investment committee member at the address 818 W Riverside Ave Suite #650, Spokane, WA 99201. He has been a board member since 02/2019 and writes reports for the committee chair. He spends approximately 2 hours per month and 0 hours during trading hours on this activity. This is investment related. (3). Mr. Grady serves as an advisory board member for Adult and Teen Challenge of Spokane at the address 2400 N Craig Rd, Spokane, WA 99224. He started this 01/2021 and meets quarterly with the board. He spends approximately 1 hour per month and 0 hours during trading hours on this activity. This is not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-04 |
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