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Kurt Masami Miyamura

LPl Financial LLC

San Ramon, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-09-08
  • CA RA
    APPROVED
    Since 2009-09-08

Branch Locations

2551 San Ramon Valley Blvd Ste 214, San Ramon, CA 94583-1662 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Ramon CA 09/2009 Present
Previous Registrations
  • 2009-02-09 → 2009-10-13
    Associated Planners Investment Advisory Inc
    Boston, MA
  • 2009-02-09 → 2009-09-08
    Associated Securities Corp.
    Walnut Creek, CA
  • 2001-07-05 → 2009-02-06
    Fsc Securities Corporation
    Walnut Creek, CA
    Walnut Creek, CA
  • 2006-10-17 → 2006-10-24
    Strategic Wealth Advisors Group
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-30
S63 Uniform Securities Agent State Law Examination 2001-07-17
  • S65 Uniform Investment Adviser Law Examination
    2002-07-30
  • S63 Uniform Securities Agent State Law Examination
    2001-07-17
Other Names
  • Kurt Masami Miyamura

View on SEC IAPD

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