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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-05-09 |
Branch Locations
500 Newport Ctr Dr, Newport Beach, CA 92660 • United States
701 B St, San Diego, CA 92101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | San Diego | CA | 08/2016 | 11/2016 |
| Wells Fargo Bank | San Diego | CA | 08/2016 | 12/2020 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 10/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 03/2022 | Present |
| U.S. Bank | San Diego | CA | 12/2020 | 03/2022 |
| Bank Of America, Na | San Diego | CA | 03/2022 | Present |
CO-TRUSTEE ON FAMILY TRUST; INV RELATED; SAN DIEGO, CA; START: 3/15/06; 1 HR/MO; 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-19 |
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