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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-02-19 |
| FL | RA | APPROVED | 2020-12-07 |
| PA | RA | APPROVED | 2010-06-25 |
| TX | RA | APPROVED_RES | 2005-01-14 |
Branch Locations
224 Valley Creek Blvd, Exton, PA 19341 • United States
9128 Strada Pl, Naples, FL 34108 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Exton | PA | 06/2001 | Present |
| Bank Of America, N.A. | Exton | PA | 06/2011 | Present |
I*1972264, Entity Type: Entity Charitable, Name of OBA: Malvern Preparatory School, Address: malvern, Pennsylvania, 19355, Investment Related: N, Position, Title, Association: ["Committee"], Employee Start Date: 09/23/2024, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: advisory board member and committee member, education 6-12 boys I*2040269, Entity Type, Name of OBA: Rental Property 3, Address: Naples, FL, 19355, Investment Related: No, Position, Title, Association: Co-owner with other family members, Employee Start Date: 12/13/2024, No Hours: 5hrs/Ann, No Hours during trading: 0, Duties: Rental Property Co-owner with other family members I*: 2175280 Entity Type: HOA, Co-op, Freehold Name of OBA: Countryside HOA 1 Address: Naples, FL 34104 Investment Related: No Position, Title, Association: advisory committee Employee Start Date: 01/31/2025 Number of Hours: 5 hrs annually Number of Hours during trading: 0 Duties: Home owners association needing small group to oversee needs of group: advisory committee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-30 |
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