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Robert Wayne Smith

Edward Jones

Portsmouth, NH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-14
NH RA APPROVED 2007-02-08
  • TX RA
    APPROVED
    Since 2021-04-14
  • NH RA
    APPROVED
    Since 2007-02-08

Branch Locations

501 Islington St Suite 1D, Portsmouth, NH 03801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2001 Present
Other Businesses

Rotary District 7780 South Portland, ME Start date: 10/1/2023 Chair Financial Oversight Comm Hours per week: 0 Hours during trading: 0 The Financial Oversight Committee is responsible for performing the Annual Financial Assessment, which is an independent review of District finances. The committee is made up of 5 member Rotarians (a non-voting team); the role is for a 3 year term.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-25
S63 Uniform Securities Agent State Law Examination 2001-08-09
  • S66 Uniform Combined State Law Examination
    2007-01-25
  • S63 Uniform Securities Agent State Law Examination
    2001-08-09

View on SEC IAPD

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