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Neil Joseph John Hantak

Mai Capital Management, LLC

Cincinnati, OH

CRD 4409357

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Employer firm

Mai Capital Management, LLC CRD 109807

$52.1B regulatory AUM 132 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-23
OH RA APPROVED 2019-07-08
  • TX RA
    APPROVED
    Since 2026-07-23
  • OH RA
    APPROVED
    Since 2019-07-08

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Randolph Co. Cincinnati OH 02/2013 07/2017
John Dovich And Associates Cincinnati OH 07/2017 06/2019
Mai Capital Management, Llc Cincinnati OH 06/2019 Present
  • 02/2013 → 07/2017
    The Randolph Co.
    Cincinnati, OH
  • 07/2017 → 06/2019
    John Dovich And Associates
    Cincinnati, OH
  • 06/2019 → Present
    Mai Capital Management, Llc
    Cincinnati, OH
Previous Registrations
  • 2017-08-25 → 2019-07-08
    John D. Dovich & Associates, Llc
    Cincinnati, OH
  • 2013-03-18 → 2017-05-03
    Randolph Co Inc
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-09-17
  • S63 Uniform Securities Agent State Law Examination
    2003-09-17
Designations
  • Chartered Financial Analyst
Other Names
  • Neil Joseph John Hantak
  • Neil Joseph John Hantak

View on SEC IAPD

Nearby Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC

Nearby Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS

Nearby Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH

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