Best Investors Account Sign in
Inactive

Neil Joseph John Hantak

Mai Capital Management, LLC

Cincinnati, OH

Claim This Profile
Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-23
OH RA APPROVED 2019-07-08
  • TX RA
    APPROVED
    Since 2026-07-23
  • OH RA
    APPROVED
    Since 2019-07-08

Branch Locations

7755 Montgomery Road Suite 510, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Randolph Co. Cincinnati OH 02/2013 07/2017
John Dovich And Associates Cincinnati OH 07/2017 06/2019
Mai Capital Management, Llc Cincinnati OH 06/2019 Present
  • 02/2013 → 07/2017
    The Randolph Co.
    Cincinnati, OH
  • 07/2017 → 06/2019
    John Dovich And Associates
    Cincinnati, OH
  • 06/2019 → Present
    Mai Capital Management, Llc
    Cincinnati, OH
Previous Registrations
  • 2017-08-25 → 2019-07-08
    John D. Dovich & Associates, Llc
    Cincinnati, OH
  • 2013-03-18 → 2017-05-03
    Randolph Co Inc
    Cincinnati, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-09-17
  • S63 Uniform Securities Agent State Law Examination
    2003-09-17
Designations
Other Names
  • Neil Joseph John Hantak
  • Neil Joseph John Hantak

View on SEC IAPD

Other Firms

QUEEN CITY CAPITAL MANAGEMENT, LLC
OSAIC WEALTH, INC.
BAHL & GAYNOR LLC
BRIXEY & MEYER CAPITAL LLC
OPUS CAPITAL MANAGEMENT
FORMIDABLE ASSET MANAGEMENT, LLC
RC CAPITAL
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

More in Cincinnati, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor