Michael T. O'BRien

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2014 → 07/2018
  Neuberger Berman Bd Llc
  New York, NY
• 08/2018 → 01/2024
  Cion Securities, Llc
  New York, NY
• 01/2024 → 11/2024
  Fisher Investments
  Plano, TX
• 02/2025 → Present
  Jpmorgan Chase Bank, N.A.
  West Melbourne, FL
• 02/2025 → Present
  J.P. Morgan Securities Llc
  West Melbourne, FL
• 01/2024 → 11/2024
  Fisher Investments
  Plano, TX
• 08/2018 → 01/2024
  Cion Investments
  New York, NY
• 12/2024 → 01/2025
  Unemployed
  West Melbourne, FL

Previous Registrations

• 2024-01-30 → 2024-11-11
  Fisher Investments
  Plano, TX
  Melbourne, FL
• 2014-08-13 → 2018-07-05
  Neuberger Berman Bd Llc
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-29
• S66 Uniform Combined State Law Examination
  2014-08-13
• S63 Uniform Securities Agent State Law Examination
  2008-01-07

Other Names

• Mike O'BRien
• Michael T O'BRien
• Michael O'BRien
• Michael T Obrien
• Michael Thomas O'BRien