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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-05 |
| FL | RA | APPROVED | 2006-08-25 |
Branch Locations
2060 Palm Bay Road Ne Suite 1, Palm Bay, FL 32905 • United States
1950 Rockledge Blvd Ste 203, Rockledge, FL 32955 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 03/2006 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2006 | Present |
| Financial Planning & Tax Services Inc | Rockledge | FL | 01/2006 | Present |
| S&S-Hf Corporation | Orlando | FL | 09/2010 | Present |
1) NAME OF OTHER BUSINESS: FINANCIAL PLANNING & TAX SERVICES, INC. ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING PRACTICE ; START DATE: 03/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING. LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 2) S&S-HF CORPORATION, NOT INV REL, ORLANDO, FL, EXPORT SALES-SHOES, DIRECTOR, SINCE 09/2010, 1H/MONTH; 3) NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 541122 MERRITT ISLAND, FL 32954; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SCHEDULE BOARD MEETINGS, RUN MEETINGS; 4)NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RECORD KEEPING OF DUES, BANK ACCOUNT. COLLECT MONEY FROM MEMBERS,MAKE DEPOSITS AND PROVIDE MONTHLY STATEMENTS; 5) NAME OF OTHER BUSINESS: FINANCIAL PLANNING & TAX SERVICES INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLAN; START DATE: 7/2020; POSITION/TITLE/RELATIONSHIP: PLAN ADMINISTRATOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PLAN ADMINISTRATOR FOR SIMPLE IRA PLAN ESTABLISHED FOR TAX PRACTICE EMPLOYEES; 6) NAME OF OTHER BUSINESS: ROTARY DISTRICT 6930; INVESTMENT RELATED: NO; ADDRESS: 1500 BRONCO DR, MELBOURNE, FL 32940; NATURE OF BUSINESS: BOARD; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE CHAIRMAN; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLD QUARTERLY FINANCE COMMITTEE MEETINGS TO REVIEW AND APPROVE FINANCIAL STATEMENTS; 7) NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 541122, MERRITT ISLAND, FL 32954; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATE FOUNDATION MEETINGS; 8) NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: PO BOX 541122, MERRITT ISLAND, FL 32954; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATE ROTARY CLUB MEETINGS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-08-31 |
| S65 | Uniform Investment Adviser Law Examination | 2006-08-23 |
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