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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-05
FL RA APPROVED 2006-08-25
  • TX RA
    APPROVED_RES
    Since 2020-02-05
  • FL RA
    APPROVED
    Since 2006-08-25

Branch Locations

2060 Palm Bay Road Ne Suite 1, Palm Bay, FL 32905 • United States

1950 Rockledge Blvd Ste 203, Rockledge, FL 32955 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 03/2006 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2006 Present
Financial Planning & Tax Services Inc Rockledge FL 01/2006 Present
S&S-Hf Corporation Orlando FL 09/2010 Present
  • 03/2006 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2006 → Present
    Schaumburg, IL
  • 01/2006 → Present
    Financial Planning & Tax Services Inc
    Rockledge, FL
  • 09/2010 → Present
    S&S-Hf Corporation
    Orlando, FL
Other Businesses

1) NAME OF OTHER BUSINESS: FINANCIAL PLANNING & TAX SERVICES, INC. ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX AND ACCOUNTING PRACTICE ; START DATE: 03/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / CPA ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: TAX AND ACCOUNTING. LIMITED POWER OF ATTORNEY FOR IRS AND OTHER TAX MATTERS ; 2) S&S-HF CORPORATION, NOT INV REL, ORLANDO, FL, EXPORT SALES-SHOES, DIRECTOR, SINCE 09/2010, 1H/MONTH; 3) NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 541122 MERRITT ISLAND, FL 32954; NATURE OF BUSINESS: NON PROFIT; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SCHEDULE BOARD MEETINGS, RUN MEETINGS; 4)NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CIVIC ORGANIZATION; START DATE: 12/2019; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: RECORD KEEPING OF DUES, BANK ACCOUNT. COLLECT MONEY FROM MEMBERS,MAKE DEPOSITS AND PROVIDE MONTHLY STATEMENTS; 5) NAME OF OTHER BUSINESS: FINANCIAL PLANNING & TAX SERVICES INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RETIREMENT PLAN; START DATE: 7/2020; POSITION/TITLE/RELATIONSHIP: PLAN ADMINISTRATOR; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: PLAN ADMINISTRATOR FOR SIMPLE IRA PLAN ESTABLISHED FOR TAX PRACTICE EMPLOYEES; 6) NAME OF OTHER BUSINESS: ROTARY DISTRICT 6930; INVESTMENT RELATED: NO; ADDRESS: 1500 BRONCO DR, MELBOURNE, FL 32940; NATURE OF BUSINESS: BOARD; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE CHAIRMAN; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLD QUARTERLY FINANCE COMMITTEE MEETINGS TO REVIEW AND APPROVE FINANCIAL STATEMENTS; 7) NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: PO BOX 541122, MERRITT ISLAND, FL 32954; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATE FOUNDATION MEETINGS; 8) NAME OF OTHER BUSINESS: MERRITT ISLAND ROTARY CLUB; INVESTMENT RELATED: NO; ADDRESS: PO BOX 541122, MERRITT ISLAND, FL 32954; NATURE OF BUSINESS: BOARD; START DATE: 7/2025; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATE ROTARY CLUB MEETINGS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-31
S65 Uniform Investment Adviser Law Examination 2006-08-23
  • S63 Uniform Securities Agent State Law Examination
    2015-08-31
  • S65 Uniform Investment Adviser Law Examination
    2006-08-23
Other Names
  • B Eugene Burkett

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