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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-07-17 |
Branch Locations
1045A Park Blvd Ste 3, Massapequa Park, NY 11762 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Massapequa | NY | 05/2009 | 07/2023 |
| Raymond James Financial Services, Inc. | Massapequa Park | NY | 07/2023 | Present |
| Raymond James Financial Services Advisors, Inc. | Massapequa Park | NY | 07/2023 | Present |
| M. Minikes Consulting, Inc. | Massapequa Park | NY | 01/2006 | Present |
| M. Minikes Consulting, Inc | Massapequa Park | NY | 05/2006 | Present |
(1)Name of Business: M. Minikes Consulting, Inc Address: 1045A Park Blvd Ste 3, Massapequa Park, NY, 11762-2700, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: Yes Start Date: 05/06/2006 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This business was established to basically receive income.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-09 |
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