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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-03-03
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-03-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

4970 Merrick Road, Massapequa Park, NY 11762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Massapequa Park NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Massapequa Park NY 10/2005 Present
  • 10/2012 → Present
    Massapequa Park, NY
  • 10/2005 → Present
    Jpmorgan Chase Bank, N.A.
    Massapequa Park, NY
Previous Registrations
  • 2005-10-14 → 2012-10-01
    Chase Investment Services Corp.
    Massapequa Park, NY
    Freeport, NY
    Freeport, NY
    Massapequa Park, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-03
S63 Uniform Securities Agent State Law Examination 2003-04-03
  • S65 Uniform Investment Adviser Law Examination
    2004-06-03
  • S63 Uniform Securities Agent State Law Examination
    2003-04-03
Other Names
  • Jeffrey Michael Seigies

View on SEC IAPD

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