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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-26
MO RA APPROVED 2005-08-31
  • TX RA
    APPROVED_RES
    Since 2026-08-26
  • MO RA
    APPROVED
    Since 2005-08-31

Branch Locations

4444 N Belleview Ave Suite 202, Kansas City, MO 64116 • United States

Platte City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Linsco/Private Ledger Corp.) Kansas City MO 01/2005 Present
  • 01/2005 → Present
    Lpl Financial, Llc (Linsco/Private Ledger Corp.)
    Kansas City, MO
Other Businesses

1. 9/28/2010: COMMUNITY, CIVIC AND CHARITABLE BOARD - GRANTHAM UNIVERSITY - ADVISORY BOARD MEMBER FOR THE SCHOOL OF BUSINESS AT GRANTHAM UNIVERSITY, DUTIES: ATTEND SEMI-ANNUAL MEETINGS EITHER IN PERSON OR VIRTUALLY, TO PROVIDE INPUT ON NEED ANALYSIS, PROGRAM PLANNING AND DESIGN, AND PROGRAM EVALUATION. - TIME SPENT 1%. 2. 10/6/2010: EADES WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-30
S63 Uniform Securities Agent State Law Examination 2001-08-09
  • S66 Uniform Combined State Law Examination
    2005-08-30
  • S63 Uniform Securities Agent State Law Examination
    2001-08-09

View on SEC IAPD

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