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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| FL | RA | APPROVED | 2001-07-30 |
Branch Locations
268 E River Rd Ste 100, Tucson, AZ 85704-5842 • United States
Tucson, AZ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Express Financial Advisors | New York | NY | 05/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Tucson | AZ | 03/2020 | Present |
Outside Employment; Sports Official; Referee -; ; varies, ,; ; 11/01/2009; 20 to 39 hours per month; . Other Business Activities; Assistant Golf Coach for High School; Teach students to play golf; 9500 N Oracle Rd, , Tucson, AZ, 85704; Not Investment-Related; 02/14/2022; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-20 |
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