Michael Pettit

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Roseville, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Roseville, CA

Other Businesses

Real Estate Ownership; Single Family; 625 imperial ct, , roseville, CA, 95747; Not Investment-Related; 05/08/2026. Business Ownership; Blue Oaks Managment; expense management, shared operational infrastructure, and continuity planning amount team member.; expense management, shared operational infrastructure, and continuity planning amount team member.; 1430 blue oaks blvd. #290, , Roseville, CA, 95747; Not Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / Lockview Management, Inc.; owner; expense management company; 1430 Blue Oaks Blvd. #290, , Roseville, CA, 95747; Not Investment-Related; 01/01/2023; 10 to 19 hours per month; 1 to 9 during trading hours / BMMP, LLC; Co-owner; Real Estate; 844 Richland Road, Suite A, Yuba City, CA, 95991; Not Investment-Related; 09/22/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Lockview Management; Owner; Manage advisory business; 1430 blue oaks blvd, #290, roseville, CA, 95747; Investment-Related; 06/18/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-05-03
• S63 Uniform Securities Agent State Law Examination
  2001-07-23

Other Names

• Michael Pettit
• Michael Douglas Pettit