Brock M Rowlett

Current Employers

Employment History

• 01/2013 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2004-11-15 → 2013-01-02
  Legend Advisory, Llc
  Catoosa, OK
  Palm Beach Gardens, FL
  Catoosa, OK
• 2003-06-09 → 2003-08-28
  Legend Advisory, Llc
  Catoosa, OK
• 2002-03-19 → 2003-06-04
  Morgan Stanley Dw Inc.
  Tulsa, OK

Other Businesses

MISC LIFE, HEALTH AND ANNUITIES - LIST ON FILE, TIME 10% AND INCOME 10% AMERICAN FIDELITY POSITION: REP NATURE: TRAILING COMMISSIONS INVESTMENT RELATED: NO NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 01/01/2010 ADDRESS: PO BOX 550, CATOOSA OK 74015 DESCRIPTION: THIS IS ONLY FOR OLD INSURANCE BUSINESS THAT AMERICA FIDELITY PAYS US FOR INSURANCE POSITION: AGENT NATURE: WHEN THE NEED ARISES AND CLIENTS NEEDS LIFE INSURANCE I SELL IT TO THEM INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/06/2006 ADDRESS: PO BOX 550, CATOOSA OK 74015 DESCRIPTION: LIFE INSURANCE FOR CLIENTS LONG TERM CARE POSITION: AGENT NATURE: LONG TERM CARE INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 01/06/2006 ADDRESS: PO BOX 550, CATOOSA OK 74015 DESCRIPTION: CLIENTS WHO NEED LONG TERM CARE I SELL IT TO THEM Focus Financial, Is Investment Related, Securities DBA, Financial Professional, 2013-01-02, 160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA BROCK ROWLETT, INC Is Not Investment Related, "PO box 7, 1401 E. 89th St. N, Owasso, OK, 74055, United States", sales, President, 2005-04-01, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation, A corporation I use to pay employees who assist in my work at the office FOCUS REAL ESTATE, LLC Is Not Investment Related, "PO box 7, 1401 E. 89th St. N, Owasso, OK, 74055, United States", Real Estate, Co Owner, 2021-03-01, 1 hours per month,0 hours per month during trading hours, No Compensation Compensation, Maintain office OWASO VARSITY CHEER Is Not Investment Related, "12900 E 86th St N, Owasso, OK 74055, Owasso, OK, 74055, United States", To oversee the executive board, Board of trustees, 10/28/2025, 1 hours per month, 0 hours per month during trading hours, No Compensation Compensation DESCRIPTION: "As a Trustee of the Owasso Varsity Cheer Booster Club, I serve in a volunteer leadership role on the board of this 501(c)(3) parent-led organization. Responsibilities include attending monthly board meetings, reviewing and approving the annual budget and fundraising plans, ensuring compliance with club bylaws and financial policies, and providing oversight for expenditures that support the Owasso High School varsity cheer program (e.g., uniforms, competition fees, and team travel). The role involves no compensation, no outside business interests, and no client-facing or investment-related activities."

Exams

• S66 Uniform Combined State Law Examination
  2001-08-21

Other Names

• Brock M Rowlett