Ronnie D Spence

Current Employers

Employment History

• 09/2013 → Present
  Osaic Wealth, Inc.
  Pikeville, KY

Previous Registrations

• 2012-12-20 → 2013-09-20
  Commonwealth Financial Network
  Pikeville, KY
  Waltham, MA
• 2009-06-01 → 2012-12-20
  Lpl Financial Llc
  Pikeville, KY
  San Diego, CA
  Pikeville, KY
• 2008-01-01 → 2009-06-03
  Wells Fargo Clearing Services, Llc
  Pikeville, KY
• 2005-12-16 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Louis, MO
  Pikeville, KY
• 2002-01-09 → 2005-12-19
  Morgan Stanley Dw Inc.
  Pikeville, KY

Other Businesses

1. RONNIE SPENCE POSITION: AGENT NATURE: FIXED INSURANCE & FIXED ANNUITY SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 15 INVESTMENT RELATED HOURS: 1 START DATE: 06/01/2009 ADDRESS: 140 ADAMS LANE SUITE 200, PIKEVILLE KY 41501 DESCRIPTION: MARKETING & SALES OF FIXED INSURANCE AND FIXED ANNUITY PRODUCTS. 2. RONNIE SPENCE POSITION: Consultant NATURE: TreadstoneInvestment Group, LLC has undergone a name change to Blackbriar Investments, LLC and an address change. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 02/01/2016 ADDRESS: 61 Ridgewood Drive, Prestonsburg KY 41653, United States DESCRIPTION: I provide consulting services to companies in the coal mining and coal mining services industry on a fee basis regarding the economic outlook for that sector. 3. EVERGREEN ACCOUNTING AND TAX SERVICES, LLCA - PURCHASED THROUGH BLACKBRIAR INVESTMENT, LLC POSITION: Member NATURE: Limited Liability Company INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 10/17/2022 ADDRESS: US Route 119 Hannah Center, Delbarton WV 25670, United States DESCRIPTION: I am purchasing a 50% ownership in a retiring CPA's practice. The new business will be Abacus Tax, CPA, purchased through Blackbriar Investments, a separate LLC that is not connected to my investment business. My partner will be a CPA who will work with the existing staff in regard to tax preparation, etc. for clients. I am a passive investor. My responsibilities will be to review the financial performance of the business. The CPA and staff will have cards and stationary. I will not be marketing for the effort, therefore, I will have neither cards nor stationary as referenced in question 16. I will not be involved in tax preparation, therefore will not carry E&O insurance as discussed in question 24.

Exams

• S66 Uniform Combined State Law Examination
  2001-10-15

Other Names

• Ronnie D Spence