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2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Professional Golfer | Pikeville | KY | 09/2016 | 01/2017 |
| Calton & Associates, Inc. | Tampa | FL | 02/2017 | Present |
1) AgentLink. Non-Investment related. 2001 Lake Point Way, Louisville, KY 40223. Life and Health Insurance. Agent. Start Date: 02/07/2018. Hours per month: Depends on clients' needs. Hours per month during Securities trading hours: Depends on clients' needs. Act as an agent to sell fixed insurance products. 2) Pikeville Independent Schools, Is Not Investment Related, Coaching, Volunteer Assistant Coach, 2019-10-01, 20 hours per month, 0 hours per month during trading hours, No Compensation, Volunteering as assistant boy's golf and basketball coach. 3) Oliver B Williamson Financial Services, Inc. Investment related. Address:189 Hibbard Street Pikeville KY 41501 I am a registered rep for stocks, bonds, mutual funds, etc. Nature of Business: I am a registered rep for stocks, bonds, mutual funds, etc. Registered Representative. Start Date: 02/22/2017. Hours per month: 160. Hours per month during Securities trading hours: 130. I am a registered rep for client's investment accounts.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-21 |
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