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Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-12-11
GA RA APPROVED 2022-06-15
  • IA RA
    APPROVED
    Since 2023-12-11
  • GA RA
    APPROVED
    Since 2022-06-15

Branch Locations

6400 C St Sw, Cedar Rapids, IA 52499 • United States

Gainesville, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Duluth GA 03/2012 06/2022
World Financial Group, Inc Cedar Rapids IA 06/2022 Present
Transamerica Financial Advisors, Inc Cedar Rapids IA 06/2022 Present
  • 03/2012 → 06/2022
    Primerica Financial Services
    Duluth, GA
  • 06/2022 → Present
    World Financial Group, Inc
    Cedar Rapids, IA
  • 06/2022 → Present
    Transamerica Financial Advisors, Inc
    Cedar Rapids, IA
Previous Registrations
  • 2012-04-24 → 2022-06-01
    Duluth, GA
  • 2010-10-04 → 2012-04-05
    Atlanta, GA
  • 2007-05-04 → 2008-01-15
    Suwanee, GA
  • 2006-05-15 → 2006-08-07
    Morgan Keegan & Company, Llc
    Chattanooga, TN
  • 2006-04-11 → 2006-05-17
    A. G. Edwards & Sons, Inc.
    Chattanooga, TN
  • 2002-07-10 → 2004-05-05
    Truist Investment Services, Inc.
    Chattanooga, TN
Other Businesses

As employee of Transamerica Financial Advisors, may perform home office functions for other business units

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-20
  • S66 Uniform Combined State Law Examination
    2001-08-20
Other Names
  • Christina Michele Driggers
  • Christina Driggers Lawson
  • Christina Michele Driggers
  • Christina M Kramer

View on SEC IAPD

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