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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-03-11 |
| TX | RA | APPROVED | 2018-11-02 |
Branch Locations
8830 Stanford Blvd Ste 303, Columbia, MD 21045 • United States
1400 S Main St, Grapevine, TX 76051 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 11/2008 | 10/2016 |
| Bank Of America, N.A. | Fort Worth | TX | 12/2009 | 10/2016 |
| Compass Bank | Birmingham | AL | 10/2016 | Present |
| Bbva Securities Inc. | Hurst | TX | 10/2016 | 11/2018 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 10/2016 | Present |
| Bbva Wealth Solutions Inc. | Hurst | TX | 10/2016 | 11/2018 |
| Wells Fargo Clearing Services, Llc | Fort Worth | TX | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-21 |
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