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One East Pratt Street Fifth Floor - East, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-12-02 |
Branch Locations
2801 E Camelback Rd Suite 400, Phoenix, AZ 85016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Phoenix | AZ | 11/2016 | 05/2021 |
| Compass Bank | Birmingham | AL | 10/2016 | 10/2021 |
| Sabbatical | Scottsdale | AZ | 07/2016 | 10/2016 |
| Pnc Capital Markets, Llc | Charlotte | NC | 10/2021 | Present |
1. Arizona Humane Society; a Non-Profit; an animal welfare organization; serving on the Finance Committee. 2. Investment Committee Member of UMOM New Day Centers; a Non-Profit; Social/Service Organization that provides programs focusing on jobs and housing for people in need.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-06 |
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