Keith Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2012 → 05/2019
  J.P. Morgan Securities Llc
  Phoenix, AZ
• 10/2012 → 05/2019
  Jpmorgan Chase Bank Na
  Scottsdale, AZ
• 08/2019 → 12/2022
  Jp Morgan Securities, Llc
  Reno, NV
• 06/2019 → 07/2019
  Unemployed
  Scottsdale, NV
• 08/2019 → 12/2022
  Jp Morgan Chase Bank, N.A.
  Reno, NV
• 12/2022 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2019-09-09 → 2022-12-02
  J.P. Morgan Securities Llc
  Reno, NV
  Sparks, NV
  Sparks, NV
  Sparks, NV
  Reno, NV
  Sparks, NV
  Sparks, NV
  Sparks, NV
• 2012-11-14 → 2018-08-02
  J.P. Morgan Securities Llc
  Phoenix, AZ
  Phoenix, AZ
  Gilbert, AZ
  Gilbert, AZ
  Phoenix, AZ

Other Businesses

1) 11/11/2022 - Calypso Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2012-10-29
• S63 Uniform Securities Agent State Law Examination
  2001-09-06

Designations

• Certified Financial Planner

Other Names

• Keith William Davis