Cindie Kay Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 07/2021
  Co-Creating Llc
  Muskegon, MI
• 07/2019 → 07/2021
  2145 W. Sherman, Llc
  Grand Haven, MI
• 12/1999 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Lihue, HI
• 07/1999 → 07/2021
  Waddell & Reed, Inc.
  Lihue, HI
• 07/2021 → Present
  Lpl Financial Llc
  Lihue, HI

Previous Registrations

• 2002-08-13 → 2021-07-21
  Waddell & Reed
  Lihue, HI
  Kapaa, HI
  Muskegon, MI
  Grand Rapids, MI
  Lihue, HI
  Lihue, HI
  Lihue, HI
  Muskegon, MI
  Lihue, HI
  Lihue, HI
  Lihue, HI
  Hamden, CT
  Lihue, HI
  Lihue, HI
  Lihue, HI
  Norton Shores, MI

Other Businesses

1)07/11/2019 - Real Estate Rental / 2145 W. Sherman, LLC / Investment Related / 2145 W. Sherman Blvd., Norton Shores, MI 49441 2)01/03/2014 - Business Entity For Tax/Investment Purposes Only / Co-Creating LLC / 40Hrs/Mo / Not Investment Related / 2145 W. Sherman Blvd. Norton Shores, MI 49441 3)03/2021 - DBA for LPL Business (entity for LPL business) / ARGO Wealth Partners / Investment Related / Norton Shores, MI 49441

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1999-09-27

Designations

• Certified Financial Planner

Other Names

• Cindie Jones