Harry Leroy Carter

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2002 → Present
  Linsco/Private Ledger Corp.
  Florence, SC

Other Businesses

(1) 02/23/09 - OTHER, I HAVE BEEN SELECTED TO BECOME A MEMBER OF THE FLORENCE, SC KIWANIS CLUB. 3% OF TIME. (2) 02/23/09 - ACT IN A FIDUCIARY CAPACITY, HARRY AND MARIE CARTER. (3) 02/23/09 - DBA, ARMSTRONG WEALTH MANAGEMENT GROUP, INC. (4) 07/29/2013 - NOTARY PUBLIC - I AM A NOTARY PUBLIC. I DO NOT PUBLICIZE THIS OR CHARGE FOR IT. I USE IT FOR INSTANCES WHEN CLIENTS MAY HAVE DOCUMENTS THAT NEED NOTARIZING. - 1% OF TIME SPENT - FLORENCE, SC

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-12-02
• S63 Uniform Securities Agent State Law Examination
  2002-02-06