Andrew Joseph Fiega

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2001 → 11/2018
  Sii John Hancock
  Indianapolis, IN
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Indianapolis, IN
• 11/2022 → Present
  Lpl Financial Llc
  Indianapolis, IN

Previous Registrations

• 2018-11-02 → 2022-11-03
  Osaic Wealth, Inc.
  Indianapolis, IN
• 2009-01-15 → 2018-11-02
  Signator Investors, Inc.
  Indianapolis, IN
  Indianapolis, IN
  Indianapolis, IN

Other Businesses

1) 10/2022- Fiega Consulting, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Indianapolis, IN 2) 08/15/2023 - Lucky Pack Collectibles, LLC - Other - sports card collectibles buying/sellling - Not Investment Related - Home Based - Start Date 08/01/2023 - 10 Hours Per Month/ 0 Hours During Trading 3) 02/21/2024 - DNA, LLC - Other - Real estate. Rental/flipping, ownership - Investment Related - Home Based - Start Date 03/31/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-11-19
• S63 Uniform Securities Agent State Law Examination
  2001-07-27

Designations

• Chartered Financial Consultant