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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-25
MN RA APPROVED 2013-11-15
  • TX RA
    APPROVED
    Since 2018-09-25
  • MN RA
    APPROVED
    Since 2013-11-15

Branch Locations

550 Main St Ste 210, New Brighton, MN 55112-3271 • United States

Arden Hills, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 09/2005 03/2020
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
Other Businesses

Business Ownership; Bartel Manning Group; General account manager to pay for business expenses; The Partnership was established to help pay and manage office expenses through a Ameriprise ONE account owned by the Partnership.; 550 Main St, Ste 210 New Brighton, MN 55112, ,; Not Investment-Related; 06/01/2018; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GEM Enterprises, LLC; Financial Advisor - Provide client service support, leadership, and direction for the business as it relates to strategic direction, operations, business development and financial management.; ; 550 Main St, Suite 220, , New Brighton, MN, 55112; Investment-Related; 01/20/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-06-08
  • S63 Uniform Securities Agent State Law Examination
    2001-06-08
Designations
Other Names
  • Brett M Manning

View on SEC IAPD

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